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Advanced Techniques For Institutional Investors


Gain the skills necessary to prepare you for both IIROC and CSA registration as a portfolio manager. The Portfolio Management Techniques (PMT) course delivers a deeper understanding of advanced portfolio management techniques suitable for high-net-worth clients and institutional investors. It also delivers the knowledge of regulatory, compliance, sales and operational requirements needed for creating and maintaining a portfolio management firm.

A Stepping Stone to Becoming a Discretionary Portfolio ManagerComplete IMT + PMT or CSC + WME + AIS + PMT to satisfy proficiency requirements on the way to becoming a licensed discretionary portfolio managerA Major Step Towards Earning Your CIM DesignationEarn credibility with clients, peers and employers by earning your Chartered Investment Manager (CIM) designation: CSC + IMT + PMT = CIM or CSC + WME + AIS + PMT = CIM  .A Critical Step in Attracting High Net Worth ClientsLearn the advanced portfolio and discretionary money management techniques necessary for managing high net worth clients and institutional portfolios.


 

Who Should Enrol


Enrol in the PMT if you're:

  • An industry professional looking to gain more knowledge
  • At least 2 years into your career
  • Involved in managing client funds
  • Looking to build on the knowledge you gained in the CSC and the IMT
  • An investment advisor or registered representative


Course leads to the following credential:


CIM                                                               


Grow Your Portfolio Management Knowledge


Learn the latest strategies for building client and institutional portfolios, as well as the knowledge to establish and maintain an institutional investment firm.

 

Learn About:


  • Details on new security structures
  • Construction of ETFs
  • Advanced fixed income strategies
  • Fixed income trading operations
  • The use and structure of credit derivatives and asset backed securities
  • Advanced portfolio building techniques
  • Creating ownership and compensation structures
  • Creating suitable investment mandates
  • Best practices to run effective front, middle and back offices
  • Regulatory landscape and fiduciary responsibilities
  • Use of alternative investments in institutional portfolio management



What's Included:


  • The Portfolio Management Techniques textbook
  • Assistance from CSI's academic support specialists

 

Approximate Hours of Study**


Hours of Study 70 - 95 hours

** In order to provide some guidance to course participants as to the length of time it will take to be sufficiently prepared to write the final examination, CSI has prepared this estimate of the number of hours an average participant could possibly expect to spend studying for a course. Please note that these are only recommended hours of study developed based on research and our course content, however, this does not mean that some students with exceptional backgrounds would not take less time than recommended or that students with no background at all in finance or economics would not take longer than the maximum.


EXAM STRUCTURE


Regulation and Ethics 10%
The Institutional Portfolio Management Process 8%
Creating a Portfolio Management Organization - Overall 5%
Portfolio Management Operations 13%
Managing Equity Portfolios 15%
Managing Fixed Income Portfolios 19%
Permitted Use of Derivatives in Mutual Funds 5%
Creating New Portfolio Management Mandates 10%
Alternative Investment Management 10%
Client Portfolio Reporting and Performance Attribution 5%


EXAM FORMAT


Exams 1
Exam Format Paper or Computer Based
Exam Length 3 Hours
Question Format Multiple Choice
Questions Per Exam 120
Attempts Allowed Per Exam 3*
Passing Grade 60% (Per Exam)
Assignments None


ENROLMENT PERIOD


Enrolment Period 1 year?


COURSE COMPLETION NOTICE AND WALL CERTIFICATE


On successful completion of this course you will be able to download a Notice of Course Completion available through your student profile. This will remain on your profile as formal indication of course completion.

CSI will mail you a wall certificate within 4 - 6 weeks of course completion. Frames to display your certificate are available. Please ensure that your First and Last Name on your profile match your First and Last Name on your Government Issued Photo identification - this will ensure you receive an accurate certificate.

CSI will be pleased to issue an Honors Certificate to all students who obtain a final course mark of 85% or higher.

*There is no charge for your first attempt at a paper-based exam within Canada, as long as it's at a regular exam center and you provide a minimum of 14 days notice before the date that you want to write the exam. If you would like to write a computer-based exam, an additional fee will be required.

Each subsequent paper-based exam attempt at a regular exam centre within Canada will also require an additional fee. This fee is in addition to any special, computer-based or international fees that may apply. You must provide a minimum of 14 days notice within Canada at a regular exam centre and 4 weeks notice for all other centres. Please note that the date of the exam is not part of any notice period.

?Please note: Access to your online materials will close 2 weeks after successful course completion or course expiry (whichever comes first). This course can be extended by 1 year provided you have not exceeded the attempts allowed for each exam. Extension fees apply. Your enrolment period can only be extended one time.

Important: During a student's enrolment period, CSI may update this course. In that case, details about the update and how it may affect students will be posted online via My CSI. Students are held responsible for and are examinable on the content in the course textbook(s) provided at the time of enrollment unless stated otherwise in My CSI. Students are encouraged to check My CSI regularly throughout their enrolment period.

               


Continuing Education (CE) Credits


Click the links below or the buttons at the top of the page on the right side to access CE accreditation information. To search for specific course information, press Ctrl + F and then enter the course name to search the document for the information you are interested in.

National/Provincial (Excluding Quebec)
Download CE Chart (PDF, 163 kb)

Quebec (IQPF/CSF)
Download IQPF/CSF Chart (PDF, 182 kb)

Please note: While CSI makes every effort to ensure that the information is up-to-date, we are unfortunately unable to fully guarantee its accuracy. The information listed in the charts above may be subject to change.

More detailed information on CE Credits are available.